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Compliance Analyst - 12 month FTC - Brokerage

City of London Interim £50,000 - £50,000 per year View Job Description
This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.
  • 12-month FTC - Compliance Analyst - Brokerage
  • Compliance Analyst role - £50k

About Our Client

Broker / Dealer - International Capital Markets

Job Description

  • Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing
  • Providing advisory support to the business on FCA rules and internal policies
  • Assisting with financial crime matters, including AML / KYC queries and escalations
  • Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality)
  • Maintaining compliance logs, registers, and records
  • Supporting regulatory reporting and filings
  • Assisting with policy and procedure updates in line with regulatory developments

The Successful Applicant

  • 2-5 years' experience in a Compliance role within an FCA-regulated firm
  • Experience in a Broker/Dealer, investment firm, or trading environment preferred
  • Strong understanding of:
    • FCA regulations (e.g. SYSC, COBS)
    • General compliance frameworks and controls



What's on Offer

  • Competitive salary of £50,000 per annum.
  • 12-month fixed-term contract with potential for future opportunities.
  • Opportunity to work in the financial services industry in London.
Contact
Rob Cope
Quote job ref
JN-042026-7003432
Phone number
+44 207 776 5935

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Interim
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-042026-7003432