Save Job Back to Search Job Description Summary Similar JobsCompliance Generalist role based in Central London at a boutique buy-side firmAward-winning and high-growth alternative asset manager with £18b AUMAbout Our ClientA boutique asset management firm based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture, high-touch client service, and a strong commitment to regulatory integrity.Job DescriptionConduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.Contribute to global regulatory processes, including EMIR/SFTR/MiFIR reporting, and maintaining regional asset registers.Assist with investigations, breach remediation, and maintaining registrations, compliance calendars, and risk registers.Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.The Successful Applicant1-4 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.What's on OfferBase salary ranging from £40,000 to £50,000WFH flexibilityPerformance-based bonus and share-options scheme.Comprehensive pension scheme and private healthcare.If you are ready to take the next step in compliance within an asset management environment, we encourage you to apply today.ContactBailey MichelQuote job refJN-042026-7000363Phone number+442072692158Job summaryJob functionFinanceSubsectorComplianceSectorFinancial ServicesLocationCity of LondonContract typePermanentConsultant nameBailey MichelConsultant phone+442072692158Job referenceJN-042026-7000363
