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Compliance Analyst | Investment Management

City of London Permanent £50,000 - £70,000 per year View Job Description
This role is ideal for someone with approximately 1-4 years of experience who is looking to develop a long‑term career within a buy‑side compliance function. The position will focus primarily on UK and EU regulatory requirements including financial promotions, compliance monitoring, regulatory reporting and other generalist tasks.
  • Compliance Analyst opportunity with significant training and development
  • A leading investment manager with more than £5b AUM

About Our Client

Our client is a globally recognised alternatives investment manager, who oversees a multibillion‑dollar portfolio across a diverse range of markets and jurisdictions.

Job Description

  • Execute the annual compliance monitoring plan, including thematic reviews and routine assessments.
  • Review and assess financial promotions, advertising, marketing content, and customer communications for regulatory compliance (e.g., FCA rules on financial promotions).
  • Support the preparation, review, and submission of various required regulatory reports.
  • Assist in maintaining up-to-date knowledge of regulatory changes within the financial services industry.
  • Contribute to the development of training materials and programmes to promote compliance awareness.
  • Support the Risk & Compliance department with the implementation of compliance frameworks and policies.

The Successful Applicant

The successful candidate should have:

  • 1-4 years compliance generalist experience in a buy-side environment.
  • Strong understanding of UK and EU regulatory frameworks, ideally including IFPR, EMIR, SFTR, and MiFIR/MiFID II reporting.
  • Excellent communication, analytical, and problem‑solving skills, with the ability to prioritise effectively and work with high attention to detail.

What's on Offer

  • Competitive salary between £50,000 and £70,000.
  • Attractive performance-based bonus and equity opportunities.
  • Central London based role with a hybrid working environment.
  • Opportunities for career progression within a leading asset manager.
  • Generous pension scheme, healthcare and other benefits.



If you are a detail-oriented individual with a passion for compliance we encourage you to apply.

Contact
Bailey Michel
Quote job ref
JN-032026-6978082
Phone number
+442072692158

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Bailey Michel
Consultant phone
+442072692158
Job reference
JN-032026-6978082