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Compliance Analyst - Private Equity

City of London Permanent £40,000 - £60,000 per year View Job Description
The Compliance Analyst will support the Senior Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.
  • Compliance generalist role at a reputable private equity firm
  • Opportunity to grow your career within a high-performing compliance function

About Our Client

Our client is a London-headquartered private equity firm specialising in mid-market investments, managing significant capital on behalf of institutional investors and focusing on strategic investments across Europe.

Job Description

  • Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.
  • Review and approval of financial promotions and other external‑facing communications across the wider business.
  • Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.
  • Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.
  • Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.
  • Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.



The Successful Applicant

The successful candidate will have:

  • 1-4 years experience within a capital markets environment, ideally within a compliance generalist role.
  • Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.
  • Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.
  • Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.
  • Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.

What's on Offer

  • A competitive salary ranging from £40,000 - £60,000, pending experience.
  • Discretionary performance-based bonus up to 30% of base salary.
  • Attractive pension scheme and private healthcare.
  • Hybrid working arrangements.



If you are looking for a challenging and rewarding role within the buy-side, we encourage you to apply.

Contact
Bailey Michel
Quote job ref
JN-082026-7075854
Phone number
+442072692158

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Where
City of London
Contract type
Permanent
Consultant name
Bailey Michel
Consultant phone
+442072692158
Job reference
JN-082026-7075854