Save Job Back to Search Job Description Summary Similar JobsCompliance Manager role within Equities focused Asset ManagerCompliance Generalist with a core focus on UCITS FundsAbout Our ClientThis role is with a well-established organisation in the financial services industry, recognised for its expertise and professionalism. The company operates as a medium-sized organisation and is committed to delivering excellence in its field.Job DescriptionCarry out compliance monitoringCarry out regular and ad-hocBAU compliance tasks as per allocation, including but not limited to:financial promotions review,AML, RFP and DDQ review,staff conflicts management,FCA returns,SMCR related tasks,restricted list maintenance,investment related Bloomberg AIM tasks)Assist with Compliance projects as requiredThe Successful ApplicantA successful Compliance Manager should have:Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MARGood knowledge of UCITS fundsWhat's on OfferCompetitive salary ranging from £80,000 to £90,000 per annum.12-month fixed-term contract with potential for career development.ContactRob CopeQuote job refJN-062026-7041358Phone number+44 207 776 5935Job summaryJob functionComplianceSubsectorCompliance GeneralistSectorFinancial ServicesLocationLondonContract typeInterimConsultant nameRob CopeConsultant phone+44 207 776 5935Job referenceJN-062026-7041358
