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Compliance Officer - Asset Management

London Permanent £55,000 - £70,000 per year View Job Description
Opportunity for a compliance professional with approximately 2-5 years of experience who is looking to develop a long‑term career within a buy‑side compliance and risk environment. The position will focus primarily on UK and EU regulatory requirements, while also offering opportunities to gain exposure to global frameworks.
  • Compliance officer opportunity with clear progression into MLRO and HoC
  • Join a leading investment manager with more than £10b AUM

About Our Client

Our client is a globally recognised investment manager, who oversees a multibillion‑dollar portfolio across a diverse range of credit markets. The business operates across several major cities, bringing together deep expertise and global perspective to deliver consistent results for investors.

Job Description

  • Support UK/EU compliance operations, including regulatory programmes, filings, and ongoing governance requirements.
  • Manage core regulatory workflows such as IFPR, RegData, Connect, and related reporting streams while improving underlying data processes.
  • Contribute to global regulatory processes, including EMIR/SFTR/MiFIR reporting, and maintaining regional asset registers.
  • Assist with investigations, breach remediation, and maintaining registrations, compliance calendars, and risk registers.
  • Collaborate across internal teams, including Data Science, Finance, Legal, Operations, Research, and Portfolio Management & Trading.
  • Support broader risk and compliance standards as part of the wider Finance, Risk, Operations, and Technology function.

The Successful Applicant

The successful Compliance Analyst should have:

  • Mid‑level compliance experience, supported by relevant qualifications and regulatory registrations.
  • Strong understanding of UK and EU regulatory frameworks, ideally including IFPR, EMIR, SFTR, and MiFIR/MiFID II reporting.
  • Hands‑on experience with FCA RegData and Connect, regarded as essential.
  • Broad exposure to compliance obligations, governance processes, and internal audit practices.
  • Excellent communication, analytical, and problem‑solving skills, with the ability to prioritise effectively and work with high attention to detail.

What's on Offer

  • Competitive salary between £55,000 and £70,000.
  • Attractive performance-based bonus and equity opportunities.
  • Opportunities for career progression within a leading asset manager.
  • Generous pension scheme, healthcare and other benefits.



If you are a detail-oriented individual with a passion for compliance we encourage you to apply.

Contact
Bailey Michel
Quote job ref
JN-022026-6949597
Phone number
+442072692158

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
London
Contract type
Permanent
Consultant name
Bailey Michel
Consultant phone
+442072692158
Job reference
JN-022026-6949597