Compliance jobs in Banking & Financial Services

Interim PA Dealing specialist role.If you have experience with PA Dealing and are immediately available, we would love to hear from you.

Are you an experienced leader with a passion for compliance and risk from the Crypto & Fintech industry? Are someone who understands TradFi and started your career there, but have moved to the Crypto world in recent years, ideally into Defi? You are based in Europe? Then I am happy to receive your application.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Client Onboarding Analyst role focused on high-risk clients entities. Experience with end-to-end KYC for entity structures such as Trusts, Funds, Charities, Etc. would be advantageous.

The EMEA Payroll will manage payroll operations across the EMEA region, ensuring compliance with local regulations and delivering accurate and timely payroll services. This role requires expertise in payroll processes, tax regulations, and attention to detail to support the financial services industry.

The role of Operational Risk Manager in the public sector involves overseeing and enhancing risk management frameworks to ensure regulatory compliance. Based in Crewe, this position requires a structured and analytical approach to manage operational risks effectively.

The Asset Transfers Analyst is responsible for the accurate and timely processing of client asset transfers in and out of the business.This includes working closely with custodians, platforms, advisers, and internal teams to ensure transfers are completed efficiently while maintaining regulatory compliance and delivering excellent client outcomes.

The Client Reporting Team Manager will oversee the creation and delivery of accurate and timely client reports while ensuring compliance with industry standards. This role requires a proactive approach to managing a team and improving reporting processes within the financial services sector.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

The Operational Risk Team Lead will ensure the successful operation of the Bank's control framework. The role holder will report directly to the Head of Compliance and will require strong English and Mandarin skills as there will be regular reporting of KRIs into the Group Head Office.