Save Job Back to Search Job Description Summary Similar JobsSupport for career development and growth within the organisation.Exposure to challenging and impactful projectsAbout Our ClientThe client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity.Job DescriptionAct as a subject matter expert for restricted securities compliance within the compliance teamManage and maintain restricted and watch lists related to direct investments and fund positionsReview investment transactions and proposals to ensure compliance with information‑barrier and MNPI policiesAdvise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive informationPartner with legal, risk and investment teams to ensure consistent application of compliance frameworksSupport the design, enhancement and implementation of restricted securities policies and controlsMaintain accurate records, reporting and documentation for restricted securities mattersDeliver guidance and training to investment teams on compliance obligations and best practicesEngage with external advisors, regulators and counterparties as requiredThe Successful ApplicantA successful Manager/Senior Manager - Restricted Securities should have:12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environmentBachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageousStrong hands‑on experience managing restricted securities, information barriers and MNPI controlsExposure to both direct investment structures and fund investmentsSolid understanding of global regulatory standards and institutional compliance frameworksStrong judgement, attention to detail and ability to operate effectively in a high‑governance environmentConfident stakeholder management skills, with the ability to engage credibly with senior investment professionalsWhat's on OfferExposure to challenging and impactful projectsSupport for career development and growth within the organisation.ContactGitika AggarwalQuote job refJN-012026-6929997Phone number+971 4 709 0324Job summaryJob functionBanking & Financial ServicesSubsectorCompliance & LegalSectorFinancial ServicesLocationInternationalContract typePermanentConsultant nameGitika AggarwalConsultant phone+971 4 709 0324Job referenceJN-012026-6929997
