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Compliance Advisory Manager - Specialist Banking

Reading Permanent £55,000 - £65,000 per year View Job Description
This is an excellent opportunity for a Compliance professional looking to step into a broader advisory-focused role within a growing and collaborative financial services environment. The position offers exposure across regulatory compliance, conduct risk, consumer duty and governance, providing significant opportunity for professional development and progression.
  • Compliance Advisory Manager, Specialist Bank, Basingstoke
  • Compliance role - Advisory, Consumer Duty, Conduct Risk and Fin Promotions.

About Our Client

UK Challenger Bank based in Basingstoke focusing on Savings/Deposits, Property Finance, Retail Finance and Specialist Lending.

Job Description

  • Applicants should have experience working within a UK regulated financial services environment and demonstrate strong Compliance Advisory.
  • Provide practical Compliance advice and constructive challenge across the Bank's consumer credit, mortgage and banking activities, including deposits and ISAs.
  • Be a key point of contact for advisory queries on Consumer Duty, conduct risk, product governance, complaints, customer communications and financial promotions.
  • Review and challenge policies, procedures, customer journeys, scripts and operational processes, with a clear focus on fair customer outcomes.
  • Review and approve financial promotions, ensuring they are clear, fair, not misleading and aligned with relevant regulatory requirements.

The Successful Applicant

A successful 'Compliance Advisory Manager' should have:

  • Applicants should have experience working within a UK regulated financial services environment and demonstrate strong Compliance Advisory experience.
  • Experience in a UK regulated financial services environment, ideally including consumer credit, mortgages, banking, deposits or ISAs.
  • Compliance, risk, audit or assurance experience, with the confidence to provide practical advice and constructive challenge.
  • Experience supporting business change, transformation, regulatory implementation or project activity from a Compliance or assurance perspective.

What's on Offer

  • Permanent Compliance Advisory Manager position based in Basingstoke.
  • Salary of up to £65,000 dependent on the level of experience.
  • Competitive benefits (to be confirmed upon application).
Contact
Verity Parnham
Quote job ref
JN-102026-7135222
Phone number
+442072692208

Job summary

Job function
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Where
Reading
Contract type
Permanent
Consultant name
Verity Parnham
Consultant phone
+442072692208
Job reference
JN-102026-7135222