Back to search

Compliance Analyst | £55,000 + Bonus | Tier-A Fund Manager

London Permanent £45,000 - £55,000 per year View Job Description
The Compliance Analyst/Associate will support the Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.
  • Compliance generalist role at a reputable and high-growth fund manager
  • Opportunity to grow your career within a high-performing compliance function

About Our Client

Our client is a well-established fund manager based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture and a strong commitment to regulatory integrity.

Job Description

  • Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.
  • Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.
  • Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.
  • Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.
  • Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.

The Successful Applicant

The successful candidate will have:

  • 1-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.
  • Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.
  • Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.
  • Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.
  • Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.

What's on Offer

  • A competitive salary ranging from £45,000 - £55,000.
  • Performance-based bonus up to 30% of base salary.
  • Attractive pension scheme and private healthcare.
  • Hybrid working arrangements.



If you are looking for a challenging and rewarding role within the buy-side, we encourage you to apply.

Contact
Bailey Michel
Quote job ref
JN-052026-7026527
Phone number
+442072692158

Job summary

Job function
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Location
London
Contract type
Permanent
Consultant name
Bailey Michel
Consultant phone
+442072692158
Job reference
JN-052026-7026527