Save Job Back to Search Job Description Summary Similar JobsCompliance Analyst role within Asset ManagementGeneralist compliance role within a buy-side firmAbout Our ClientSpecialist alternative asset manager.Job DescriptionConduct compliance monitoring and regulatory reviews.Review financial promotions and marketing materials.Support trade surveillance and market abuse monitoring activities.Maintain compliance policies, procedures, and registers.Monitor regulatory developments and assess potential business impact.Provide compliance guidance to stakeholders across the business.Support AML, KYC, and regulatory reporting requirements.The Successful ApplicantA successful Compliance Analyst should have:Experience within Compliance or Operational Risk.Background in asset management, investment management, or financial services.Good understanding of FCA regulatory requirements.What's on OfferSalary ranging from £50,000 to £55,000, dependent on the level of experience.Discretionary bonus.Competitive benefits package.ContactVerity ParnhamQuote job refJN-102026-7116910Phone number+442072692208Job summaryJob functionComplianceSubsectorCompliance GeneralistSectorFinancial ServicesWhereCity of LondonContract typePermanentConsultant nameVerity ParnhamConsultant phone+442072692208Job referenceJN-102026-7116910
