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Compliance Officer - Alternative Asset Management - Interim

London Interim £90,000 - £110,000 per year View Job Description
As a member of the Legal & Compliance team, the UK Compliance Officer will work to support the continued evolution of the Firms compliance program, including related procedures, systems, monitoring/testing and regulatory filings.
  • Compliance Officer - Alternative Asset Management
  • Interim Compliance Officer vacancy

About Our Client

A global alternative investment firm with approximately £30 billion in assets, focused on asset-based investments.

Job Description

  • Participate in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.
  • Conduct monitoring and testing of the firm's businesses in the UK, provide recommendations to remediate any identified issues and coordinate with colleagues to drive the closure of said issues.
  • Perform electronic communication surveillance and follow-up with relevant stakeholders to address issues.
  • Assist with the Firm's global privacy efforts, including those related to GDPR.
  • Have day-to-day ownership of compliance with SMCR.
  • Serve as a compliance resource for the firms employees based in the UK, as well as Ireland and other European offices.
  • Support the CCO with the compliance training program in the UK, creating awareness of firm policies and procedures as well as FCA rules.
  • Coordinate the development, review and administration of policies and procedures specific to the UK based businesses, as well as other European offices.

The Successful Applicant

A successful Compliance Officer should have:

  • Experience in wealth management, banking, private equity, hedge funds and/or other related asset management business(es).
  • Strong 'generalist' Compliance experience within a buy-side firm would be advantageous.
  • Familiarity with GDPR and wider UK statutory risk principles.

What's on Offer

  • Equivalent salary between £90,000 and £110,000, dependent on the level of experience.
  • Benefits package to be confirmed.
Contact
Rob Cope
Quote job ref
JN-092026-7105996
Phone number
+44 207 776 5935

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Where
London
Contract type
Interim
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-092026-7105996