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Financial Crime and Trade Surveillance Associate 12 month FTC

City of London Interim £50,000 - £65,000 per year View Job Description
As a Financial Crime & Trade Surveillance Associate (12-Month FTC) in London, you will join a leading wealth management firm, and be exposed to trade surveillance and market abuse monitoring. Working closely with senior compliance stakeholders, you'll gain broad exposure to complex regulatory matters while helping shape and strengthen the firm's financial crime framework in a highly collaborative environment.
  • Financial Crime & Trade Surveillance Associate (12-Month FTC), Wealth Management
  • Exposure to financial crime, trade surveillance, and market abuse monitoring

About Our Client

A well-established and highly regarded financial services organisation with a strong presence in the wealth and investment management sector.The business is currently undergoing significant growth across the UK, offering employees the opportunity to work across a broad range of financial crime and compliance matters.

Job Description

  • Support trade surveillance activities and assist with the escalation and investigation of potential regulatory breaches.
  • Monitor and investigate financial crime risks, including suspicious activity, sanctions concerns, and market abuse alerts.
  • Contribute to the ongoing enhancement and delivery of the firm's Financial Crime Monitoring Programme.
  • Assist with regulatory reporting and responses to requests from regulators and law enforcement agencies.
  • Provide financial crime guidance and support to stakeholders across the business.
  • Support financial crime and compliance projects, helping drive continuous improvement across the function.
  • Assist the MLRO and DMLRO with conducting AML, KYC, and Enhanced Due Diligence reviews for new and existing clients.



The Successful Applicant

The successful Financial Crime & Trade Surveillance Associate should have:

  • Trade surveillance, transaction monitoring, or market abuse frameworks experience in a wealth management environment is essential.
  • Previous experience within Financial Crime, AML, Compliance, KYC, or a related regulatory function.
  • Excellent communication and stakeholder management skills, with the confidence to engage across all levels of the business.
  • Able to work independently while contributing effectively within a collaborative team environment

What's on Offer

  • 12-month fixed-term contract.
  • Salary of £50,000 to £65,000, dependent on the level of experience.
  • London-based role with WFH flexibility.
  • Work closely with MLRO and DMLRO.



Contact
Verity Parnham
Quote job ref
JN-102026-7121754
Phone number
+442072692208

Job summary

Job function
Compliance
Subsector
Trade Compliance
Sector
Financial Services
Where
City of London
Contract type
Interim
Consultant name
Verity Parnham
Consultant phone
+442072692208
Job reference
JN-102026-7121754