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Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.
The Compliance Analyst will support the Associate Director of Compliance in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.
As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.
This role involves conducting file reviews within the compliance function, ensuring adherence to regulatory standards within the asset management sector. You will be responsible for conducting file reviews to check against Suitability requirements and internal standards.
The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.
As a Bereavement Associate in this leading wealth management and financial services business, you will assist clients in navigating sensitive financial matters during challenging times. This role requires precision, empathy, and the ability to handle confidential information with care having worked in a SIPPS team already.
The Senior Client Services Officer works within a busy, cross-jurisdiction Client Services team to manage client accounts, process payments and transactions, and uphold quality standards. The job demands excellent organisational skills, attention to detail and the ability to handle multiple priorities under pressure - all while supporting departmental strategy and continuous process improvement.
The Investor Relations Executive role involves delivering exceptional service to retail investors and financial advisers by managing queries and processing administrative tasks related to tax-efficient investment products. It also includes supporting the sales team, assisting with investor communications, and contributing to client engagement initiatives.
The Investor Relations Executive role involves delivering exceptional service to retail investors and financial advisers by managing queries and processing administrative tasks related to tax-efficient products. It also includes supporting the sales team, contributing to client engagement initiatives, and improving operational efficiency.
Part‑Qualified Management Accountant - Central LondonJoin a fast‑growing asset management firm in Central London as a Part‑Qualified Management Accountant. This newly created role offers hands‑on exposure to portfolio reporting, intercompany reconciliations, and financial controls in a dynamic, entrepreneurial environment.
You will support the execution and ongoing management of asset backed credit facilities. You will work alongside senior deal leads to underwrite new transactions, coordinate due diligence, and monitor portfolio performance-ensuring investments deliver risk-adjusted returns and adhere to established covenants.
As an Associate, you will support the execution and ongoing management of asset backed credit facilities. You will work alongside senior deal leads to underwrite new transactions, coordinate due diligence, and monitor portfolio performance-ensuring investments deliver risk-adjusted returns and adhere to established covenants.
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