Regulatory jobs

The Audit Manager will lead and manage audit engagements within the professional services industry, ensuring compliance with regulatory standards and delivering high-quality results. This permanent role based in Cardiff offers an opportunity to contribute to the accounting and finance department with expertise and precision.

This VP-level role leads the technical delivery of ProcessUnity for Third Party Management, overseeing system implementation, integrations, and non-functional requirements. You'll coordinate IT governance, testing, and deployment, work with procurement, risk, compliance, and vendors, and ensure the solution meets regulatory, security, and operational standards across the organisation.

My client is seeking a Quality Specialist to oversee the company's quality and compliance framework across multiple European subsidiaries. This role ensures adherence to ISO standards and legal, regulatory, and quality obligations while driving continuous improvement initiatives.

We are currently looking for a Divisional Business Officer to join our Delivery function within the Digital and Technology group.

This is a full-time opportunity, on a 12 month fixed term contract/internal move or temporary promotion basis.

 

We're seeking an In-house Retail and Private Banking Lawyer in Manchester to advise on legal and regulatory risk for a major retail bank. You'll be part of a large team supporting retail and private banking operations.

The role of Audit Manager in the business services industry requires a professional to oversee audit engagements and ensure compliance with regulatory standards. Based in Farnham, this position offers the opportunity to lead a team and contribute to the success of the accounting and finance department.

I am looking to speak with RI's in Newcastle to discuss a new Director opportunity. The successful candidate will help to lead the audit practice, oversee client portfolios, and drive service excellence while maintaining regulatory compliance and supporting business growth.

We are seeking an experienced associate to join a dynamic Intellectual Property and Technology team, advising on complex transactions and cutting-edge regulatory issues. This role offers exposure to high-profile deals and innovative projects across diverse industries.

We are seeking a Group Compliance Manager - Lloyds of London Broker to oversee and manage Compliance for the Group to ensure the business meets its regulatory obligations

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

This role is responsible for ensuring the firm's compliance with AML and sanction checks during client onboarding, while also maintaining regulatory compliance for the firm.

This is an exciting opportunity for a senior lawyer to join a market-leading rail team within the firm's award-winning Projects group. You will support on a wide range of transactions and regulatory matters in the rail sector, including concessions, rolling stock procurement, infrastructure development, and PPPs.

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.

We are seeking a Technical Operations Engineer to lead the selection, installation, and validation of pharmaceutical equipment while ensuring compliance with GMP and regulatory standards. This role involves managing projects, driving continuous improvement, and supporting operational excellence across manufacturing systems.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

The Part Time Deputy Company Secretary will support the efficient administration of the company's governance and compliance obligations within the industrial/manufacturing industry. This role, based in Gloucestershire, focuses on ensuring adherence to statutory and regulatory requirements while providing expert guidance to the board and senior management.

The Legal & Compliance Officer / Paralegal will play an important role in ensuring adherence to legal regulatory standards. This temporary position requires a detail-oriented individual with a strong understanding of compliance protocols and legal requirements.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

This role will provide legal, risk, and regulatory advice on financial crime across the UK and Europe. Our client is a US firm looking for a 5+PQE qualified lawyer, international experience, and strong financial crime advisory experience.

We are seeking an In-house Banking Solicitor in Manchester to join a high‑performing national team. You'll advise on consumer banking operations, support strategic projects, and help manage regulatory and transactional risk. This is a rare chance to build your legal career in a global financial services environment.

Help ensure the smooth running of our client's London office by handling key day-to-day administrative tasks. This role involves supporting internal teams, liaising with key clients, handle confidential documentation and ensure adherence to compliance protocols and regulatory obligations.

As the Head of Fire Safety and Compliance you will lead and manage the fire safety and asbestos compliance strategy within the property department. This role requires expertise in regulatory compliance and a proven ability to oversee operational delivery for this leading Housing Provider.

This role involves conducting file reviews within the compliance function, ensuring adherence to regulatory standards within the asset management sector. You will be responsible for conducting file reviews to check against Suitability requirements and internal standards.

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

The Compliance Assistant will play a vital role in acting as an ambassador for and supporting the broader Compliance Department. This position sits at a group level and requires strong attention to detail and the ability to ensure adherence to changing regulatory standards.

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.