Save Job Back to Search Job Description Summary Similar JobsCompliance Analyst role based in Central LondonBoutique asset manager with a focus on sustainable investmentsAbout Our ClientA boutique asset management firm based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture, high-touch client service, and a strong commitment to regulatory integrity.Job DescriptionConduct compliance monitoring and testing in line with the Compliance Monitoring Program, ensuring issues are reported and remediated, and the program is regularly reviewed for regulatory coverage.Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.Foster strong internal and external relationships to promote a culture of continuous improvement and effective compliance collaboration.Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.Provide regulatory support, including KYC and sanctions screening, offering guidance to the business, and staying informed on regulatory developments.The Successful Applicant2-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.What's on OfferCompetitive salary ranging from £45000 to £50000 per annum.Permanent position based in Central London.Opportunities for professional growth and development.A collaborative and professional working environment.If you are ready to take the next step in your compliance career within the Financial Services industry, apply now!ContactBailey MichelQuote job refJN-012026-6921501Phone number+442072692158Job summaryJob functionComplianceSubsectorRegulatory ComplianceSectorFinancial ServicesLocationCity of LondonContract typePermanentConsultant nameBailey MichelConsultant phone+442072692158Job referenceJN-012026-6921501
