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Compliance Executive

City of London Permanent £45,000 - £55,000 per year View Job Description
As a Compliance Executive in London, you will manage compliance and operational risk work within Financial Services, helping the business meet its day-to-day requirements. You will work independently and with colleagues to complete tasks accurately and keep activity on track.
  • Gain broad compliance exposure across monitoring, advisory and regulation.
  • Work closely with senior compliance leaders and gain global exposure.

About Our Client

The organisation operates in the Financial Services industry in London.

Job Description

  • Complete compliance and operational risk activities accurately, helping to maintain clear and consistent ways of working.
  • Review assigned compliance matters and follow them through to a timely resolution.
  • Maintain clear records of compliance activity, actions and outcomes for internal use.
  • Identify operational risk issues within day-to-day work and raise them through the appropriate channels.
  • Work with colleagues across Banking & Financial Services to gather information and progress agreed actions.
  • Prioritise workload effectively, ensuring key compliance tasks are completed to agreed timescales.
  • Provide practical updates on progress, outstanding actions and areas requiring attention.

The Successful Applicant

A successful Compliance Executive should have:

  • Experience in a compliance or operational risk role within investment management or a similar setting.
  • A clear understanding of compliance and operational risk activities.
  • The ability to work independently and take ownership of assigned tasks.
  • A strong focus on completing work accurately and seeing actions through.
  • Confidence working as part of a team to deliver shared priorities.
  • The ability to organise tasks and manage competing deadlines.

What's on Offer

  • Permanent Compliance Executive position based in London.
  • Salary of £45,000 to £55,000, dependent on the level of experience.



If you're interested in this role, apply now.

People are at the heart of Michael Page. We are committed to creating an inclusive environment. As an inclusive recruiter we welcome applications from people of all backgrounds, identities and experiences. If you require any adjustments or accommodations during the recruitment process, we'll work with you to ensure you can perform at your best.

Contact
Cole Egan
Quote job ref
JN-112026-7144695
Phone number
+442072692176

Job summary

Job function
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Where
City of London
Contract type
Permanent
Consultant name
Cole Egan
Consultant phone
+442072692176
Job reference
JN-112026-7144695