Regulatory & Compliance Executive - Leading City Law Firm

Key responsibilities include:

• Support both Risk & Compliance teams across regulatory, policy, onboarding and wider compliance projects.
• Conduct regulatory research, draft and maintain PCPs, and provide clear guidance while escalating queries appropriately.
• Assist with training and awareness initiatives and act as a knowledgeable point of contact on compliance requirements.
• Carry out CDD, EDD and onboarding risk assessments, and help manage the shared inbox within a collaborative, risk‑based framework.
• Build strong relationships with internal stakeholders and external parties, and contribute to ad hoc compliance projects and firm‑wide initiatives.
• Provide administrative and operational support.