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Home>Policy>Financial Services
25

Policy jobs in Financial Services

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  • Head of Policy

    City of London
    Permanent
    £70,000 - £85,000

    Head of Policy

    • Head of Policy with a financial services membership body based in London

    • Financial services policy, wholesale policy

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  • Credit Risk & Policy - London - Banking

    London
    Permanent

    The jobholder is responsible for the day-to-day functioning and performance of the Credit Risk Policy and Operational Supervisory team.

    The main focus of this role relates to Policy & Regulatory framework management for the wider risk business.

    • Leading the implementation of second line policy and framework for credit risk

    • Working on risk, policy, data and technology linked projects

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  • Senior Policy Adviser

    London
    Permanent
    £45,000

    Senior Policy Adviser

    • Senior Policy Adviser with a financial services membership body

    • Financial services policy, regulatory policy

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  • 6-12 month project - Prudential Regulatory Policy - Dublin

    England
    Permanent
    £67,771 - £90,361

    6-12 month project - Prudential Regulatory Policy - Dublin

    • ERB regulatory policy
    • Data analytics for a data warehouse build
    • Lean team, growth bank, high profile

    • One of the few Capital Markets businesses in Ireland with long term aims

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  • Head of Stakeholder Engagement

    London
    Permanent
    £103,000

    Head of Stakeholder Engagement for a financial services regulator

    • Head of Stakeholder Engagement for a financial services regulator in London

    • stakeholder engagement, regulation, financial service policy, investment policy

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  • Stakeholder Engagement Adviser

    London
    Permanent
    £26,000 - £49,000

    The Stakeholder Engagement Adviser will join a small team that is working on a large transformation project. The successful candidate will work closely with the Policy team and be able to communicate very complex information in simple terms.

    • Join a Financial Services businesses in a very large transformation project

    • Work closely with the Policy team and communicate complex information

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  • Assistant Vice President Public Affairs

    London
    Permanent
    £45,000 - £56,000

    Assistant Vice President Public Affairs

    • Assistant Vice President Public Affairs with a major bank.

    • public affairs, financial services, policy

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  • Vice President Regulatory Affairs

    City of London
    Permanent
    £80,000 - £90,000

    Vice President Regulatory Affairs

    • Vice President Regulatory Affairs

    • regulatory affairs, regulatory liaison, banking

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  • Director Group Government Relations

    London
    Permanent
    £90,000 - £110,000

    Director Group Government Relations

    • Director Group Government Relations with a global bank based in London

    • government affairs, public affairs, campaigns, policy

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  • Head of Technical Accounting

    City of London
    Permanent
    £130,000 - £150,000

    The jobholder will lead on complex policy, practice and technical projects, proactively identify emerging issues and innovative solutions.

    • Prestigious role working for one of the UK regulators

    • Technically strong

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  • Financial Crime Associate - Investment Management

    England
    Permanent
    £54,217 - £67,771

    I'm working on a role for a Financial Crime Associate - Luxembourg, for a hugely reputable investment management firm. Candidates ideally will have experience across financial crime policy work (AML/CTF) and have good knowledge of investment management regulations within Europe (Alternatives knowledge of AIF/UCITS funds preferred but not essential).

    • EU based role

    • Broad Financial Crime generalist position

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  • Head of Regulatory Compliance -Payment/Crypto- Start-up

    London
    Permanent

    As Head of Regulatory and Compliance you will be primarily responsible for overseeing compliance within our group and ensuring the business is compliant with laws, regulatory requirements, policies, and procedures.

    • Head of Compliance

    • Fintech, Crypto, MTF background

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  • Compliance Assistant - Corporate & Investment Bank (12 Month FTC)

    London
    Temporary
    £40,000 - £45,000

    To assist and provide support to the Head of Compliance and MLRO in all day to day activities and tasks whilst ensuring that all legal and regulatory obligations are satisfied with the focus on monitoring business compliance and minimising the risk of Money Laundering in accordance with guidelines issued by the Financial Regulator and group/local policies and procedures.

    • 12 month FTC

    • Compliance generalist position

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  • IT Risk and Control Specialist - Capital Markets - Dublin

    England
    Permanent
    £67,771 - £81,325

    IT Risk and Control Specialist - Capital Markets - Dublin

    Ensure European Tech organisation conforms to enterprise policies, meets enterprise procedures, regulatory, compliance & internal audit requirements:

    - Oversee processes, projects, tasks to facilitate DR and Business Continuity (BC) preparedness

    - IT Risk & Control

    - European support of the Disaster Recovery (DR) programme.

    • Lean team, growth bank, high profile

    • Bank-wide view, breadth & depth in role

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  • Senior Manager, CRD V/CRR II Specialist

    London
    Temporary
    £500 - £700 per day

    Gap assessment of Risk-owned sections of CRD V, CRR 2 and BRRD 2 (and related Guidelines and Regulatory Technical Standards) against current and proposed policies and processes.

    • Opportunity to work with large international Financial Services business

    • Competitive rate

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  • Credit Analyst

    London
    Permanent

    The Credit Analyst will be responsible for the expert evaluation and underwriting of all business channels, in line with agreed domestic and central risk policies, individual and domestic discretions. This person will be responsible for maintaining and promoting good governance, credit processes and agreed service levels for all business origination, approvals, collateral, and restructuring.

    • This is a new role in a well established leasing firm based in West London

    • This person will have leasing experience as well as a background in underwriting

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  • Treasury Accountant

    City of London
    Permanent
    £70,000 - £85,000

    The Treasury Accountant will contribute to the development of policy and controls within a changing business environment as well as directly performing and overseeing the work of the department. This person will manage a small team with responsibility for a specific business unit and/or part of the department's reporting and control activities as well as having additional cross department responsibilities.

    • This is a brand new role in a high performing retail bank

    • This role is for a qualified accountant with hedge accounting experience

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  • IT Governance Director - First Line - Fintech

    London
    Permanent

    This is a newly created senior level role in a high growth global fintech business; the trades being made are in various jurisdictions causing complexity around governance and therefore the firm is looking to enhance their operational and compliance risks management processes and controls through automation and digitalisation of existing procedures and policies as well as elaborating and implement new one.

    • operational risk background

    • technology background

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  • Prudential Compliance Specialist - 12 Month Fixed Term Contract - Investment Management

    London
    Temporary
    £60,000 - £70,000

    The role will see you supporting the Compliance Manager, Regulatory Policy, and Senior Compliance Manager, Regulatory Relations, to deliver the work of the Regulatory Relations Team and, as required, the Compliance Department more broadly. It will be a full time, fixed term contract for 12 months.

    • Prudential Compliance Specialist

    • Regulatory Compliance

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  • Credit Risk Analyst

    City of London
    Permanent

    The main focus of this Credit Risk Analyst role relates to Policy & Regulatory framework management. The purpose of the framework management is to define, maintain and drive appropriate changes of a framework to sustain the control over the Banks' Credit Risk Policy, Rules and regulatory requirements in ever changing environment in EMEA financial market.

    • This is a new permanent position with a leading international bank

    • This person will be part of the Credit Risk Policy & Operation Supervisory team

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  • Trade Finance Manager ( Operations )

    London
    Permanent

    To manage the Trade Finance team ensuring that Trade Finance policies and procedures are followed, service standards are met,and that resources are managed and trained.

    To ensure that existing controls are managed well and adding new controls when and if required. Procedures are reviewed periodically and updated according to the implementation of new process or change in an existing process.

    • The chance to build out a function

    • Based in Mayfair

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  • Financial Planner

    Birmingham
    Permanent
    £60,000 - £80,000

    Provide expert independent advice to designated clients in compliance with relevant regulations and policies and values.

    Delivery of a positive client service experience to ensure appropriate client outcomes, client journey and client communication Speed of response/turnaround time in accordance with service standards set out in procedures and clients kept appropriately appraised at all times

    • Financial Planner

    • Excellent Salary and Benefits

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  • Trade Support AVP - Equities

    City of London
    Temporary
    £240 - £280 per day

    The Trade Support staff's primary responsibility is for allocating and booking all EST's secondary and primary trade flow, supporting traders with trade entry, initiating and following up on clients during the account opening process. Trade Support needs to adhere to internal policies and procedures, including taking all necessary ongoing internal training to be current with all aspects of FCA rules and regulations.

    • A near immediate start with a highly regarded capital markets firm

    • Working with a diverse and forward thinking team

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  • Treasury Manager

    City of London
    Permanent
    £60,000 - £70,000

    The Treasury Manager will be responsible for a broad range of treasury activities in support of the Treasury team's role to ensure that the firm is appropriately funded in line with its funding policy, regulatory requirements and its operational business plans.

    • This is a exciting new role in a high performing building society

    • My client is looking for a Treasury specialist from a small finance firm

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  • Senior Operational Risk Manager - IT and Cyber Risk

    London
    Permanent

    This is a fantastic new role for a Senior Operational Risk Manager - IT and Cyber Risk providing effective 2nd line risk oversight related to Technology and Cyber-security.

    You will be also helping update the risk appetite for approval by the board, the development of risk policies, setting and reviewing risk indicators, the evaluation controls etc.

    • Exciting new role as Senior Operational Risk Manager- Technology

    • Large UK Bank - excellent reputation and career enhancing opportunities.

    Save job View job

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