Regulatory jobs

We are seeking a Group Compliance Manager - Lloyds of London Broker to oversee and manage Compliance for the Group to ensure the business meets its regulatory obligations

This is an exciting opportunity for an experienced BCBS239 Programme Delivery Lead to manage and deliver regulatory compliance initiatives within the banking sector. The successful candidate will play a key role in ensuring the effective implementation of BCBS239 principles within a banking environment in London.

As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

This is an exciting opportunity for a senior lawyer to join a market-leading rail team within the firm's award-winning Projects group. You will support on a wide range of transactions and regulatory matters in the rail sector, including concessions, rolling stock procurement, infrastructure development, and PPPs.

This role is responsible for ensuring the firm's compliance with AML and sanction checks during client onboarding, while also maintaining regulatory compliance for the firm.

An exciting opportunity has arisen within our client's Group Financial Control team, with a specific focus on ensuring financial statements are compliant with financial policies and regulatory standards, whilst driving an efficient audit across the Group.

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.

We are seeking a Technical Operations Engineer to lead the selection, installation, and validation of pharmaceutical equipment while ensuring compliance with GMP and regulatory standards. This role involves managing projects, driving continuous improvement, and supporting operational excellence across manufacturing systems.

The Part Time Deputy Company Secretary will support the efficient administration of the company's governance and compliance obligations within the industrial/manufacturing industry. This role, based in Gloucestershire, focuses on ensuring adherence to statutory and regulatory requirements while providing expert guidance to the board and senior management.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

The Legal & Compliance Officer / Paralegal will play an important role in ensuring adherence to legal regulatory standards. This temporary position requires a detail-oriented individual with a strong understanding of compliance protocols and legal requirements.

The Operations Analyst role focuses on ensuring the smooth execution of daily fund dealing activities within the UK Operations team, adhering to strict service levels and regulatory compliance. The position requires proactive monitoring, issue resolution, and collaboration with internal teams and external stakeholders to maintain operational excellence.

The Head of Financial Reporting will lead the preparation and delivery of financial reports, ensuring compliance with regulatory requirements and company standards. This role, based in Newcastle Upon Tyne, requires strong expertise in accounting and finance to support business objectives.

We are seeking an experienced Prudential Risk Specialist to join a leading firm in the financial services industry. This temporary role in London involves supporting the accounting and finance department with regulatory risk management and compliance.

We are seeking an In-house Banking Solicitor in Manchester to join a high‑performing national team. You'll advise on consumer banking operations, support strategic projects, and help manage regulatory and transactional risk. This is a rare chance to build your legal career in a global financial services environment.

This role will provide legal, risk, and regulatory advice on financial crime across the UK and Europe. Our client is a US firm looking for a 5+PQE qualified lawyer, international experience, and strong financial crime advisory experience.

Help ensure the smooth running of our client's London office by handling key day-to-day administrative tasks. This role involves supporting internal teams, liaising with key clients, handle confidential documentation and ensure adherence to compliance protocols and regulatory obligations.

As the Head of Fire Safety and Compliance you will lead and manage the fire safety and asbestos compliance strategy within the property department. This role requires expertise in regulatory compliance and a proven ability to oversee operational delivery for this leading Housing Provider.

This opportunity is for a Financial Accountant specialising in UK Statistical Reporting within the Financial Services industry. The role is based in London and involves delivering accurate and timely financial reporting to meet regulatory requirements.

This role involves conducting file reviews within the compliance function, ensuring adherence to regulatory standards within the asset management sector. You will be responsible for conducting file reviews to check against Suitability requirements and internal standards.

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

I am looking to speak with an experienced Audit Director/Partner to join the Leeds office of a PE backed accountancy firm as a Responsible Individual (RI). This is a senior leadership role offering the opportunity to build and develop the audit practice in the region while maintaining the highest standards of audit quality and regulatory compliance.

The Compliance Assistant will play a vital role in acting as an ambassador for and supporting the broader Compliance Department. This position sits at a group level and requires strong attention to detail and the ability to ensure adherence to changing regulatory standards.

We are hiring an In‑House Legal Counsel (MEA Regions) working remotely for a global group who are expanding in the Middle East. You'll lead legal support across MEA, covering contracts, regulatory entry, corporate maintenance and dispute resolution.

This role involves overseeing client onboarding and conducting Customer Due Diligence (CDD) processes to ensure compliance within the financial services sector. The Onboarding and CDD Analyst will play a key role in the Regulation & Compliance department, ensuring regulatory requirements are met.

Financial Crime Analyst role at a specialist mid-sized bank, assisting with the identification and mitigation of financial crime risks and fraud within the organisation. You will play a key role in ensuring compliance with regulatory requirements and maintaining the integrity of the company's operations.

A leading US law firm is seeking a seasoned investigations and white collar professional to join its London office. The successful candidate will play a key role in advising multinational corporations, senior executives, and high-net-worth individuals on complex cross-border matters involving regulatory enforcement, financial crime, and corporate compliance.

The role of Financial Accountant within a Fast Paced PLC involves managing financial reporting and ensuring compliance with regulatory requirements and overseeing the VAT and Corporation Tax. This permanent position offers an exciting opportunity to contribute to the Accounting & Finance department.

The Compliance Analyst will support the Associate Director of Compliance in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.