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Compliance jobs in Financial Services in London

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  • Compliance Officer - Buy Side

    London
    Permanent
    £90,000 - £110,000 per year

    Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

    • Compliance Officer role within a boutique buy side firm.
    • Compliance Officer opportunity for someone seeking a 'generalist' opportunity.
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  • PA Dealing - Compliance - Hedge Fund

    London
    Temporary
    £450 - £550 per day

    Interim PA Dealing specialist role.If you have experience with PA Dealing and are immediately available, we would love to hear from you.

    • Compliance - PA Dealing - Hedge Fund
    • Interim PA Dealing & Compliance role - Hedge Fund
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  • Compliance Analyst - 12 month FTC - Brokerage

    City of London
    Interim
    £50,000 - £50,000 per year

    This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.

    • 12-month FTC - Compliance Analyst - Brokerage
    • Compliance Analyst role - £50k
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  • Compliance Analyst - Alternative Investment Manager - FTC

    London
    Interim
    £45,000 - £50,000 per year

    You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

    • Compliance Analyst - Global Alternative Investment Manager
    • Compliance Analyst - Immediate start - Contract
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  • Senior Compliance and Risk Analyst

    London
    Permanent
    £60,000 - £65,000 per year

    The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

    • Opportunity to learn and develop in a growing E-money firm
    • Generalist role across Risk and Compliance
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  • Compliance Officer - SMF16

    London
    Permanent

    Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

    • Growing Compliance functions
    • Opportunity to become SMF16 within 3-6 months of joining the firm
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  • Compliance Officer - SMF16 - Asset Management

    City of London
    Temporary
    £550 - £750 per day

    We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

    • Compliance Officer - SMF16 - Retail Asset Management
    • Compliance Officer / Head of Compliance opportunity - Temp to Perm
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  • Compliance Analyst - Generalist 45k-55k

    City of London
    Permanent
    £45,000 - £55,000 per year

    The Compliance Associate will play a key role in supporting the delivery of the Compliance Monitoring Programme by identifying regulatory risks, developing frameworks, monitoring regulatory changes, and providing advisory guidance and reporting across the organisation. It also assists with financial crime oversight, issue resolution and surveillance activities to help strengthen the overall function.

    • Associate level compliance generalist opportunity for a motivated candidate
    • International corporate bank with a large presence across the UK
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  • Compliance Generalist | Asset Management | 35k-45k + bonus

    City of London
    Permanent
    £35,000 - £45,000 per year

    The Compliance Generalist will support the CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

    • Compliance Generalist role based in Central London at a boutique asset manager
    • Award-winning and high-growth alternative asset manager
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  • Director Client On-boarding

    City of London
    Permanent
    £120,000 - £140,000 per year

    The Director - Head of CDD will be responsible for leading the EMEA Client Lifecycle Management team across the Corporate and Investment Bank.

    • Opportunity to join a growing team
    • Newly created role in the CLM function
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  • Director - Transaction Monitoring Lead - Corporate and Investment Banking

    City of London
    Permanent
    £110,000 - £150,000 per year

    The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

    • A newly established role in a growing bank
    • A real opportunity to add significant impact in the Transaction Monitoring
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  • VP - Client Lifecycle Management - KYC Team

    London
    Permanent
    £85,000 - £95,000 per year

    The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

    • Growing Client Lifecycle Management team
    • Great opportunities for progression and development
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  • Associate - Onboarding & Wealth Management Support | Private Banking

    London
    Permanent
    £40,000 - £50,000 per year

    The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

    • Client facing role with a mix of onboarding and operations
    • Wealth management division of an international private banking group
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  • Client Onboarding Analyst - KYC

    London
    Temporary
    £180 - £200 per day

    We're looking for a Client Onboarding Analyst to support with the onboarding of new clients. This is a hands-on contract role, ideal for someone detail-oriented who enjoys working with clients and internal teams.

    • Client Onboarding & KYC temporary role - £200/day.
    • Client Onboarding role focused on clearing backlog of client accounts.
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  • Accounts Assistant

    London
    Permanent
    £32,000 - £38,000 per year

    The Accounts Assistant will support the finance function, assisting with reconciliations, accurate record‑keeping, and financial reporting while ensuring strong controls and regulatory compliance.

    • Excellent Accounts Assistant role
    • An excellent opportunity to join a reputable, industry-leading firm
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  • Client Reporting Team Manager

    West End
    Permanent
    £100,000 - £110,000 per year

    The Client Reporting Team Manager will oversee the creation and delivery of accurate and timely client reports while ensuring compliance with industry standards. This role requires a proactive approach to managing a team and improving reporting processes within the financial services sector.

    • Expert in RFPs, DDQs, and other client and prospect questionnaires required
    • Permanent role based in London's West End
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  • Head of Cyber GRC

    City of London
    Temporary
    £800 - £1,050 per day

    Senior Cyber GRC Lead role responsible for governance, risk and compliance across EMEA. You will lead cyber risk assurance, own security governance frameworks and deliver senior-level reporting to support regulatory compliance, audit readiness and remediation tracking across multiple jurisdictions.

    • Competitive daily rate of £800-£1,050 a day inside IR35.
    • High-impact leadership role overseeing cyber risk across EMEA.
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  • Interim HR Operations Specialist - Global Financial Services Firm - City of London

    City of London
    Temporary
    £350 - £450 per day

    The Interim HR Operations Specialist will provide essential support in managing HR processes and ensuring compliance within the Financial Services sector. (Recent UK FS experience essential) This temporary role in London requires expertise in human resources operations and the ability to deliver effective solutions in a fast-paced environment.

    • Office-based 5 days per week. (Non-negotiable)
    • Contract role (Inside IR35 / PAYE) until the end of 2026.
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  • EMEA Payroll Specialist

    London
    Permanent
    £80,000 - £85,000 per year

    The EMEA Payroll Specialist will manage payroll operations across the EMEA region, ensuring compliance with local regulations and delivering accurate and timely payroll services. This role requires expertise in payroll processes, tax regulations, and attention to detail to support the financial services industry.

    • Join one of the worlds most prominent investment firms
    • Excellent EMEA Payroll Specialist role
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  • Director Residential & Commercial Real Estate Lending UK

    London
    Permanent

    The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

    • Residential & Commercial Real Estate - Deal Size £1m-£30m UK
    • Well regarded UK investment manager. London or UK wide home-based
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  • HR Coordinator

    City of London
    Permanent

    We are seeking a HR Coordinator to support the day‑to‑day operations of a busy HR function within an international banking environment, assisting with onboarding, payroll administration, recruitment coordination, compliance tasks and general HR administration. This role offers hands‑on exposure across the full employee lifecycle and is ideal for a detail‑oriented, proactive individual looking to develop their HR career within a regulated, professional setting.

    • Use your HR experience within a respected, FCA‑regulated bank.
    • Hands‑on exposure across the full employee lifecycle.
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  • Infrastructure Project Engineer

    City of London
    Interim
    £70,000 - £75,000 per year

    An experienced IT Infrastructure Project Engineer to deliver and support complex infrastructure projects across servers, storage, virtualisation and VDI. The role covers design, implementation, optimisation and support of secure, contained environments, ensuring high availability, performance and compliance across critical IT systems.

    • High impact role owning critical infrastructure projects.
    • 12 Months Fixed Term Contract
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  • Interim EU Pay Transparency Specialist - City of London - Financial Services

    City of London
    Temporary
    £400 - £450 per day

    The Interim EU Pay Transparency Specialist will oversee the delivery of a key initiative within the human resources function, ensuring compliance with EU pay transparency regulations. This temporary role in London requires strong EU Pay Transparency project management skills and expertise ideally from within the Financial Services sector. It is important to note that this is a PAYE only assignment inside IR35.

    • Short-term contract, potential for extension
    • Extensive EU Pay Transparency delivery experience
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  • Operational Risk, Team Lead - Corporate Banking - Mandarin speaking

    City of London
    Temporary
    £325 - £350 per day

    The Operational Risk Team Lead will ensure the successful operation of the Bank's control framework. The role holder will report directly to the Head of Compliance and will require strong English and Mandarin skills as there will be regular reporting of KRIs into the Group Head Office.

    • Operational Risk, Team lead - Corporate Banking - Mandarin speaking
    • Mandarin speaking - Operational Risk vacancy - £300/day+
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  • Private Client Tax Senior

    City of London
    Permanent
    £44,000 - £55,000 per year

    The role of Private Client Tax Senior involves providing expert advice and compliance services to a portfolio of private clients. This position is ideal for a tax professional eager to excel in a professional services environment in London.

    • Private Client Tax Senior
    • Well established accountancy practice in London
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  • Private Client Tax Senior

    City of London
    Permanent
    £40,000 - £55,000 per year

    As a Private Client Tax Senior in the professional services industry, you will manage a portfolio of private clients, providing expert tax advice and ensuring compliance. This permanent role is based in London and offers an excellent opportunity to develop your career in tax.

    • Private Client Tax Senior
    • Top 10 accountancy firm in Central London
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  • Private Client Tax Manager

    City of London
    Permanent
    £65,000 - £75,000 per year

    As a Private Client Tax Manager, you'll provide tailored tax advice and compliance services to high-net-worth individuals and families. This role requires strong technical expertise and the ability to manage client relationships effectively within the professional services sector.

    • Private Client Tax Manager role
    • Top tier accountancy firm in Central London
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  • Private Client Tax Assistant Manager

    London
    Permanent
    £60,000 - £68,000 per year

    We are seeking a Private Client Tax Assistant Manager to join a thriving professional services team in London. This role involves delivering high-quality tax advice and compliance services to clients while managing a portfolio of private clients.

    • Private Client Tax Assistant Manager role
    • Mid-tier accountancy firm in central London
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  • Technical Delivery Manager, ProcessUnity, TPRM Implementation

    London
    Temporary
    £750 - £850 per day

    This VP-level role leads the technical delivery of ProcessUnity for Third Party Management, overseeing system implementation, integrations, and non-functional requirements. You'll coordinate IT governance, testing, and deployment, work with procurement, risk, compliance, and vendors, and ensure the solution meets regulatory, security, and operational standards across the organisation.

    • Competitive daily rate of £750 - £850 a day inside IR35.
    • Strong financial package for a high-impact VP-level SaaS delivery role.
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  • Legal Counsel - Banking & Finance

    London
    Permanent
    £60,000 - £75,000 per year

    This Legal Counsel role involves advising on a wide range of banking and finance transactions, including investment grade lending, real estate finance, structured projects, and trade finance, while managing legal risk and ensuring regulatory compliance. You'll draft and negotiate documentation, support new product approvals, and provide guidance on commercial contracts and regulatory developments.

    • Supporting high-value finance deals while shaping innovative solutions
    • Join a close-knit team offering career growth and impactful EMEA exposure
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