Compliance jobs in Financial Services in London

This role is ideal for someone with approximately 1-4 years of experience who is looking to develop a long‑term career within a buy‑side compliance function. The position will focus primarily on UK and EU regulatory requirements including financial promotions, compliance monitoring, regulatory reporting and other generalist tasks.

Opportunity for a compliance professional with approximately 2-5 years of experience who is looking to develop a long‑term career within a buy‑side compliance and risk environment. The position will focus primarily on UK and EU regulatory requirements, while also offering opportunities to gain exposure to global frameworks.

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

The Compliance Analyst role in the Financial Services industry requires a detail-oriented professional to support the Risk & Compliance department. Based in London, this permanent position involves ensuring regulatory compliance and contributing to the organisation's robust compliance framework.

You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

We are seeking a Senior Compliance Advisory professional with expertise in the financial services industry to join a temporary contract role. This opportunity is based in London and requires a strong understanding of Risk & Compliance functions.

This is an exciting opportunity to work alongside the Compliance Manager in supporting the Bank's compliance function, adhering to all regulatory, financial, and core operational system requirements while maintaining an effective Compliance, AML, and Financial Crime framework. The Compliance Associate will support controls through regulatory monitoring, financial crime oversight, and continuous enhancement of policies and procedures.

The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

The KYC Analyst will play a pivotal role in ensuring compliance with onboarding regulatory requirements. This position requires a keen eye for detail and a strong understanding of KYC processes to support the wider compliance function.

A senior SME role responsible for leading complex KYC, EDD, and financial‑crime investigations within a high‑volume payments environment. The position focuses on safeguarding the payments ecosystem by identifying high‑risk merchants, monitoring rapid‑velocity transactions, and enhancing AML/fraud controls that support fast onboarding and scalable risk management.

This role leads the responsible adoption of AI across the organisation by identifying high‑value use cases, shaping solution design, and guiding implementations to ensure they deliver real business benefit while meeting governance and compliance standards.

The Interim EU Pay Transparency Specialist will oversee the delivery of a key initiative within the human resources function, ensuring compliance with EU pay transparency regulations. This temporary role in London requires strong EU Pay Transparency project management skills and expertise ideally from within the Financial Services sector. It is important to note that this is a PAYE only assignment inside IR35.

The Finance Assistant will support the accounting and finance team in managing day‑to‑day financial operations within a regulated financial services environment. This role requires strong attention to detail, reliability, and a proactive approach to maintaining accurate financial records and ensuring compliance with internal controls and industry standards.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

The Interim HR Governance Specialist will support HR governance and risk management functions within the financial services industry. This temporary role in London requires expertise in HR governance and compliance with a focus on European Central Bank regulations. (Recent hands on experience with the ECB in a UK based Financial Services firm is essential)

The Operational Risk Team Lead will ensure the successful operation of the Bank's control framework. The role holder will report directly to the Head of Compliance and will require strong English and Mandarin skills as there will be regular reporting of KRIs into the Group Head Office.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

The role of Private Client Tax Senior involves providing expert advice and compliance services to a portfolio of private clients. This position is ideal for a tax professional eager to excel in a professional services environment in London.

As a Private Client Tax Senior in the professional services industry, you will manage a portfolio of private clients, providing expert tax advice and ensuring compliance. This permanent role is based in London and offers an excellent opportunity to develop your career in tax.

As a Private Client Tax Manager, you'll provide tailored tax advice and compliance services to high-net-worth individuals and families. This role requires strong technical expertise and the ability to manage client relationships effectively within the professional services sector.

We are seeking a Mixed Tax Assistant Manager to join an accountancy firm based in North London. This role requires expertise in tax processes, ensuring compliance and delivering advisory services to clients.

We are seeking a Private Client Tax Assistant Manager to join a thriving professional services team in London. This role involves delivering high-quality tax advice and compliance services to clients while managing a portfolio of private clients.

We are seeking a knowledgeable and detail-oriented Mixed Tax Senior to join our team in North London. This role requires a tax professional with expertise in tax compliance and advisory to deliver outstanding service within the professional services industry.

This VP-level role leads the technical delivery of ProcessUnity for Third Party Management, overseeing system implementation, integrations, and non-functional requirements. You'll coordinate IT governance, testing, and deployment, work with procurement, risk, compliance, and vendors, and ensure the solution meets regulatory, security, and operational standards across the organisation.

This is an exciting opportunity for a Corporate Tax Senior to join a reputable business services firm in London. The role focuses on delivering high-quality tax compliance and advisory services to a diverse portfolio of clients.